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ARROWHEAD PHARMACEUTICALS, INC. Director's Dealing 2022

Dec 23, 2022

31071_dirs_2022-12-22_971bda41-c229-4c63-a87c-2b07fea371ab.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ARROWHEAD PHARMACEUTICALS, INC. (ARWR)
CIK: 0000879407
Period of Report: 2022-12-21

Reporting Person: O'Brien Patrick (General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-12-21 Common Stock M 32000 $6.15 Acquired 380875 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-12-21 Stock Option (right to buy Common Stock) $6.15 M 32000 Disposed 2026-01-01 Common Stock (32000) Direct

Footnotes

F1: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the reporting person which are subject to certain vesting conditions.

F2: Represents the first vesting date. Option vested over four years from date of grant.