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ARROWHEAD PHARMACEUTICALS, INC. — Director's Dealing 2022
Dec 23, 2022
31071_dirs_2022-12-22_971bda41-c229-4c63-a87c-2b07fea371ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROWHEAD PHARMACEUTICALS, INC. (ARWR)
CIK: 0000879407
Period of Report: 2022-12-21
Reporting Person: O'Brien Patrick (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-21 | Common Stock | M | 32000 | $6.15 | Acquired | 380875 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-21 | Stock Option (right to buy Common Stock) | $6.15 | M | 32000 | Disposed | 2026-01-01 | Common Stock (32000) | Direct |
Footnotes
F1: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the reporting person which are subject to certain vesting conditions.
F2: Represents the first vesting date. Option vested over four years from date of grant.
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