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ARROWHEAD PHARMACEUTICALS, INC. — Director's Dealing 2021
Jan 6, 2021
31071_dirs_2021-01-05_c9e11ee6-55f7-475b-84f2-ecc4fe667ff8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROWHEAD PHARMACEUTICALS, INC. (ARWR)
CIK: 0000879407
Period of Report: 2021-01-01
Reporting Person: Waddill William D. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-01 | Common Stock | A | 9000 | $0.00 | Acquired | 34000 | Direct |
| 2021-01-04 | Common Stock | S | 3750 | $76.08 | Disposed | 30250 | Direct |
Footnotes
F1: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.
F2: The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.86 to $76.32, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.