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ARROWHEAD PHARMACEUTICALS, INC. Director's Dealing 2020

Dec 29, 2020

31071_dirs_2020-12-29_28112a9e-9245-4e5a-9610-fb85c49ab3f3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ARROWHEAD PHARMACEUTICALS, INC. (ARWR)
CIK: 0000879407
Period of Report: 2020-12-17

Reporting Person: GIVEN DOUGLAS B (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-17 Common Stock G 65 $0.00 Disposed 114673 Direct
2020-12-17 Common Stock G 65 $0.00 Disposed 114608 Direct
2020-12-17 Common Stock G 200 $0.00 Disposed 114408 Direct
2020-12-17 Common Stock G 200 $0.00 Disposed 114208 Direct
2020-12-17 Common Stock G 35 $0.00 Disposed 114173 Direct
2020-12-17 Common Stock G 35 $0.00 Disposed 114138 Direct
2020-12-21 Common Stock G 200 $0.00 Disposed 113938 Direct
2020-12-21 Common Stock G 35 $0.00 Disposed 113903 Direct
2020-12-22 Common Stock G 35 $0.00 Disposed 113868 Direct

Footnotes

F1: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.