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ARROWHEAD PHARMACEUTICALS, INC. Director's Dealing 2020

Dec 30, 2020

31071_dirs_2020-12-30_c69ecce1-62ae-4690-b0b7-e8247a31f017.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ARROWHEAD PHARMACEUTICALS, INC. (ARWR)
CIK: 0000879407
Period of Report: 2020-12-28

Reporting Person: Anzalone Christopher Richard (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-28 Common Stock G 1126 $0.00 Disposed 2544621 Direct

Footnotes

F1: Includes a total of 900,000 shares underlying restricted stock units that may be earned based on the achievement of certain performance goals. If the performance goals are not met within the required time periods, the awards will be forfeited in part or in whole.