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ARROWHEAD PHARMACEUTICALS, INC. Director's Dealing 2019

Nov 8, 2019

31071_dirs_2019-11-07_012bb8ae-df66-48a3-9f6a-12094dd3ac3b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ARROWHEAD PHARMACEUTICALS, INC. (ARWR)
CIK: 0000879407
Period of Report: 2019-11-05

Reporting Person: Myszkowski Kenneth Allen (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-05 Common Stock M 12649 $5.19 Acquired 326185 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-05 Stock Option (right to buy) $5.19 M 12649 Disposed 2022-02-16 Common Stock (12649) Direct

Footnotes

F1: Represents first vesting date. Option vested over four years from date of grant.