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ARROWHEAD PHARMACEUTICALS, INC. Director's Dealing 2018

Jan 4, 2018

31071_dirs_2018-01-03_6cccb069-07e9-4693-b730-3fc32979a1e2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ARROWHEAD PHARMACEUTICALS, INC. (ARWR)
CIK: 0000879407
Period of Report: 2018-01-01

Reporting Person: GIVEN BRUCE D (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-01-01 Common Stock A 175000 $0.00 Acquired 948356 Direct
2018-01-01 Common Stock S 20000 $3.69 Disposed 928356 Direct

Footnotes

F1: Represents shares underlying a restricted stock unit, which shares will vest in four equal annual installments.

F2: Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The sale was made to generate proceeds to cover the tax liability incident to the vesting of restricted stock units on 01/01/2018.