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ARROWHEAD PHARMACEUTICALS, INC. Director's Dealing 2016

Oct 19, 2016

31071_dirs_2016-10-18_c05a1d77-ba36-4827-9575-0a4958d7e67e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ARROWHEAD PHARMACEUTICALS, INC. (ARWR)
CIK: 0000879407
Period of Report: 2016-01-12

Reporting Person: GIVEN DOUGLAS B (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-01-12 Common Stock G 8000 $0.00 Disposed 82000 Direct
2016-10-14 Common Stock S 12000 $6.72 Disposed 70000 Direct

Footnotes

F1: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.