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ARROWHEAD PHARMACEUTICALS, INC. Director's Dealing 2015

Mar 7, 2015

31071_dirs_2015-03-06_6964cd9b-5aeb-4d98-9b40-2e4bd992e16b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ARROWHEAD RESEARCH CORP (ARWR)
CIK: 0000879407
Period of Report: 2015-03-04

Reporting Person: Myszkowski Kenneth Allen (CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-03-04 Common Stock A 50000 Acquired 121500 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-03-06 Stock Option $7.75 A 50000 Acquired 2025-03-06 Common Stock (50000) Direct

Footnotes

F1: Represents shares underlying a restricted stock unit, which shares will vest in three equal annual installments on the anniversary date of the grant.

F2: Option vests and becomes exercisable over a four year period from date of grant.