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ARROWHEAD PHARMACEUTICALS, INC. Director's Dealing 2015

Mar 10, 2015

31071_dirs_2015-03-10_2f31a9cf-63d3-4262-8622-c5460c286848.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ARROWHEAD RESEARCH CORP (ARWR)
CIK: 0000879407
Period of Report: 2015-03-06

Reporting Person: Leone Peter Brian (VP, Strategy & Program Mgmt)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $7.75 2025-03-06 Common Stock (85000) Direct
Stock Option $14.54 2024-02-06 Common Stock (45000) Direct
Stock Option $4.75 2023-09-21 Common Stock (10000) Direct
Stock Option $2.79 2023-07-20 Common Stock (30000) Direct

Footnotes

F1: Option vests and becomes exercisable over a four year period from date of grant.