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ARROWHEAD PHARMACEUTICALS, INC. — Director's Dealing 2014
Feb 13, 2014
31071_dirs_2014-02-12_61f8db65-acfa-4e55-9de1-dd1356564f8c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROWHEAD RESEARCH CORP (ARWR)
CIK: 0000879407
Period of Report: 2014-02-12
Reporting Person: Myszkowski Kenneth Allen (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-12 | Common Stock | M | 16000 | $2.01 | Acquired | 87500 | Direct |
| 2014-02-12 | Common Stock | S | 16000 | $18.7681 | Disposed | 71500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-12 | Stock Option | $2.01 | M | 16000 | Disposed | 2023-05-06 | Common Stock (16000) | Direct |
Footnotes
F1: Includes shares underlying other options previously granted.
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