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ARROWHEAD PHARMACEUTICALS, INC. Director's Dealing 2014

Dec 5, 2014

31071_dirs_2014-12-04_94d10bc0-5d99-427b-8593-b9c1f6c5b4f7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ARROWHEAD RESEARCH CORP (ARWR)
CIK: 0000879407
Period of Report: 2014-12-02

Reporting Person: O'Brien Patrick (General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-12-02 Common Stock A 30000 Acquired 30000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-12-02 Stock Options $5.22 A 90000 Acquired 2024-12-02 Common Stock (90000) Direct

Footnotes

F1: Represents shares underlying restricted stock units, which shares will vest in three equal annual installments beginning on the anniversary of the grant date.

F2: Option vests and becomes exercisable over a four year period from date of grant.