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ARROWHEAD PHARMACEUTICALS, INC. — Director's Dealing 2014
Dec 5, 2014
31071_dirs_2014-12-04_94d10bc0-5d99-427b-8593-b9c1f6c5b4f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROWHEAD RESEARCH CORP (ARWR)
CIK: 0000879407
Period of Report: 2014-12-02
Reporting Person: O'Brien Patrick (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-02 | Common Stock | A | 30000 | — | Acquired | 30000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-02 | Stock Options | $5.22 | A | 90000 | Acquired | 2024-12-02 | Common Stock (90000) | Direct |
Footnotes
F1: Represents shares underlying restricted stock units, which shares will vest in three equal annual installments beginning on the anniversary of the grant date.
F2: Option vests and becomes exercisable over a four year period from date of grant.
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