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ARROWHEAD PHARMACEUTICALS, INC. Director's Dealing 2011

Nov 8, 2011

31071_dirs_2011-11-07_61721e5d-133f-40ff-9eb6-31d3f43cbb13.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ARROWHEAD RESEARCH CORP (ARWR)
CIK: 0000879407
Period of Report: 2011-10-26

Reporting Person: GIVEN BRUCE D (Chief Operating Officer)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option dated 10/26/2011 $0.52 2021-10-26 Common Stock (300000) Direct
Stock Option dated 09/28/2009 $0.62 2019-09-28 Common Stock (10000) Direct

Footnotes

F1: Vests 1/8 on six month cliff and balance equally over 42 months.

F2: Vests 1/8 on six month cliff and balance equally over 42 months.