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ARROWHEAD PHARMACEUTICALS, INC. — Director's Dealing 2011
Nov 8, 2011
31071_dirs_2011-11-07_61721e5d-133f-40ff-9eb6-31d3f43cbb13.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ARROWHEAD RESEARCH CORP (ARWR)
CIK: 0000879407
Period of Report: 2011-10-26
Reporting Person: GIVEN BRUCE D (Chief Operating Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option dated 10/26/2011 | $0.52 | 2021-10-26 | Common Stock (300000) | Direct | |
| Stock Option dated 09/28/2009 | $0.62 | 2019-09-28 | Common Stock (10000) | Direct |
Footnotes
F1: Vests 1/8 on six month cliff and balance equally over 42 months.
F2: Vests 1/8 on six month cliff and balance equally over 42 months.
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