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ARROWHEAD PHARMACEUTICALS, INC. — Director's Dealing 2010
Nov 19, 2010
31071_dirs_2010-11-19_5d2bcd76-a800-4e70-8e76-e57702775737.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ARROWHEAD RESEARCH CORP (ARWR)
CIK: 0000879407
Period of Report: 2010-08-18
Reporting Person: Ferrari Mauro (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19510 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option granted 01/18/2008 | $2.87 | 2018-01-18 | Common Stock (54688) | Direct | |
| Stock Option granted 09/01/2010 | $0.96 | 2020-09-01 | Common Stock (200000) | Direct |
Footnotes
F1: Vested 9,396 shares on 07/18/2008, then vested 1,562 shares monthly until 08/18/2010 when Dr. Ferrari joined the Arrowhead Board of Directors.
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