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ARROW FINANCIAL CORP — Director's Dealing 2021
Jan 28, 2021
32888_dirs_2021-01-28_838a5b71-9e77-45fd-876a-e8b043de40a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROW FINANCIAL CORP (AROW)
CIK: 0000717538
Period of Report: 2021-01-27
Reporting Person: Kaiser David D (SVP)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-27 | Employee Stock Option (Right to Buy) | $29.55 | A | 5000 | Acquired | 2031-01-27 | Common Stock (5000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11852 | Direct |
| Common Stock | 3579 | Indirect |
Footnotes
F1: The information provided reflects 96 shares acquired under the Company's DRIP and 163 shares acquired via stock dividend since September 4, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F2: The information provided reflects 104 shares acquired via stock dividends since September 04, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F3: The option vests in four equal annual installments beginning January 27, 2022