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ARROW FINANCIAL CORP — Director's Dealing 2020
Jan 30, 2020
32888_dirs_2020-01-30_6df367f9-4aee-45a1-8303-b43080e36d2d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROW FINANCIAL CORP (AROW)
CIK: 0000717538
Period of Report: 2020-01-29
Reporting Person: Murphy Thomas J. (Director, President & CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-29 | Employee Stock Option (Right to Buy) | $35.28 | A | 10000 | Acquired | 2030-01-29 | Common Stock (10000.0) | Direct |
| 2020-01-29 | Restricted Stock Units | $ | A | 3827 | Acquired | Common Stock (3827.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 52000 | Direct |
Footnotes
F1: The information provided reflects 676 shares acquired under the Company's DRIP and 770 shares acquired via a stock dividend since September 03, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F2: The option vests in four equal annual installments beginning January 29, 2021
F3: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2023