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ARROW FINANCIAL CORP Director's Dealing 2018

Mar 14, 2018

32888_dirs_2018-03-14_805e45b3-e4fd-40f3-baf4-fb500e30af0e.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: ARROW FINANCIAL CORP (AROW)
CIK: 0000717538
Period of Report: 2017-11-30

Reporting Person: Miller Elizabeth (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-30 Common Stock J 211 $36.80 Acquired 16682 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5694 Indirect

Footnotes

F1: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2: The information provided reflects 206 shares acquired under the Company's DRIP and 478 shares acquired via a stock dividend since May 31, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

F3: This Form 4 Amendment is being filed to report the indirect ownership of 5,694 shares held by the Miller Family Partnership, LP which were not reported on the original Form 4 filing.

F4: The information provided reflects 165 shares acquired via a stock dividend since May 31, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.