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ARROW FINANCIAL CORP — Director's Dealing 2018
Sep 13, 2018
32888_dirs_2018-09-13_da532d2c-5d0c-4bfa-b577-de9c2d932ae3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROW FINANCIAL CORP (AROW)
CIK: 0000717538
Period of Report: 2018-09-12
Reporting Person: REISMAN RICHARD J DMD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-12 | Common Stock | M | 1189 | $18 | Acquired | 11894 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-12 | Director Stock Option (Right to Buy) | $18.0 | M | 1189 | Disposed | 2019-01-21 | Common Stock (1189.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 682 | Indirect |
Footnotes
F1: The information provided reflects 129 shares acquired under the Company's DRIP since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F2: The information provided reflects 5 shares acquired under the Company's DRIP since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F3: The options vested in four equal installments beginning January 21, 2010.