AI assistant
ARROW FINANCIAL CORP — Director's Dealing 2018
Sep 15, 2018
32888_dirs_2018-09-14_c2799ddc-db2d-48c2-91bd-7a7772326a32.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROW FINANCIAL CORP (AROW)
CIK: 0000717538
Period of Report: 2018-09-14
Reporting Person: KRUCZLNICKI DAVID G (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-14 | Common Stock | M | 1133 | $21.53 | Acquired | 34389 | Direct |
| 2018-09-14 | Common Stock | F | 629 | $38.80 | Disposed | 33760 | Direct |
| 2018-09-14 | Common Stock | M | 1147 | $22.14 | Acquired | 34907 | Direct |
| 2018-09-14 | Common Stock | F | 654 | $38.80 | Disposed | 34253 | Direct |
| 2018-09-14 | Common Stock | M | 1126 | $21.56 | Acquired | 35379 | Direct |
| 2018-09-14 | Common Stock | F | 626 | $38.80 | Disposed | 34753 | Direct |
| 2018-09-14 | Common Stock | M | 1103 | $22.65 | Acquired | 35856 | Direct |
| 2018-09-14 | Common Stock | F | 644 | $38.80 | Disposed | 35212 | Direct |
| 2018-09-14 | Common Stock | M | 812 | $23.89 | Acquired | 36024 | Direct |
| 2018-09-14 | Common Stock | F | 500 | $38.80 | Disposed | 35524 | Direct |
| 2018-09-14 | Common Stock | M | 530 | $24.37 | Acquired | 36054 | Direct |
| 2018-09-14 | Common Stock | F | 333 | $38.80 | Disposed | 35721 | Direct |
| 2018-09-14 | Common Stock | M | 257 | $36.12 | Acquired | 35978 | Direct |
| 2018-09-14 | Common Stock | F | 239 | $38.80 | Disposed | 35739 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-14 | Director Stock Option (Right to Buy) | $21.53 | M | 1133 | Disposed | 2021-01-26 | Common Stock (1133.0) | Direct |
| 2018-09-14 | Director Stock Option (Right to Buy) | $22.14 | M | 1147 | Disposed | 2022-01-25 | Common Stock (1147.0) | Direct |
| 2018-09-14 | Director Stock Option (Right to Buy) | $21.56 | M | 1126 | Disposed | 2023-01-31 | Common Stock (1126.0) | Direct |
| 2018-09-14 | Director Stock Option (Right to Buy) | $22.65 | M | 1103 | Disposed | 2024-01-29 | Common Stock (1103.0) | Direct |
| 2018-09-14 | Director Stock Option (Right to Buy) | $23.89 | M | 812 | Disposed | 2025-01-28 | Common Stock (812.0) | Direct |
| 2018-09-14 | Director Stock Option (Right to Buy) | $24.37 | M | 530 | Disposed | 2026-01-27 | Common Stock (530.0) | Direct |
| 2018-09-14 | Director Stock Option (Right to Buy) | $36.12 | M | 257 | Disposed | 2027-01-25 | Common Stock (257.0) | Direct |
Footnotes
F1: The information provided reflects 230 shares acquired under the Company's DRIP since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F2: The options vested in four equal installments beginning January 26, 2012
F3: The options vested in four equal installments beginning January 25, 2013
F4: The options vested in four equal installments beginning January 31, 2014
F5: The options vest in four equal installments beginning January 29, 2015
F6: The options vest in four equal installments beginning January 28, 2016
F7: The options vest in four equal installments beginning January 27, 2017
F8: The options vest in four equal installments beginning January 25, 2018