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ARROW FINANCIAL CORP — Director's Dealing 2018
Nov 30, 2018
32888_dirs_2018-11-30_a8aa15f2-d5a7-4e6c-974a-573321cd23b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROW FINANCIAL CORP (AROW)
CIK: 0000717538
Period of Report: 2018-06-01
Reporting Person: HOY THOMAS L (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-01 | Common Stock | G | 761 | — | Disposed | 176215 | Direct |
| 2018-11-29 | Common Stock | J | 221 | $35.13 | Acquired | 181722 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5676 | Indirect |
| Common Stock | 2851 | Indirect |
Footnotes
F1: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.
F2: The information provided reflects 5286 shares acquired via a stock dividend since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F3: The information provided reflects 165 shares acquired via a stock dividend since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F4: The information provided reflects 83 shares acquired via a stock dividend since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.