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ARROW FINANCIAL CORP — Director's Dealing 2017
Jan 27, 2017
32888_dirs_2017-01-26_535d3994-e085-4b89-af92-3f5713a1cb03.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROW FINANCIAL CORP (AROW)
CIK: 0000717538
Period of Report: 2016-12-21
Reporting Person: REISMAN RICHARD J DMD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-21 | Common Stock | G | 40 | — | Disposed | 9050 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-25 | Director Stock Option (Right to Buy) | $37.2 | A | 1000 | Acquired | 2027-01-25 | Common Stock (1000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 633 | Indirect |
Footnotes
F1: The information provided reflects 83 shares acquired under the Company's DRIP since November 30, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F2: The information provided reflects 3 shares acquired under the Company's DRIP since November 30, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F3: The options vest in four equal installments beginning January 25, 2018