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ARROW FINANCIAL CORP — Director's Dealing 2016
May 25, 2016
32888_dirs_2016-05-25_8a87e47f-c01c-42f4-8bf5-2af2be26d2dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROW FINANCIAL CORP (AROW)
CIK: 0000717538
Period of Report: 2016-05-24
Reporting Person: Goodemote Terry R (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-24 | Common Stock | M | 3000 | $18.35 | Acquired | 18417 | Direct |
| 2016-05-24 | Common Stock | F | 1881 | $29.26 | Disposed | 16536 | Direct |
| 2016-05-24 | Common Stock | M | 4139 | $19.10 | Acquired | 20675 | Direct |
| 2016-05-24 | Common Stock | F | 2702 | $29.26 | Disposed | 17973 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-24 | Employee Stock Option (Right to Buy) | $18.35 | M | 3000 | Acquired | 2017-11-28 | Common Stock (3000.0) | Direct |
| 2016-05-24 | Employee Stock Option (Right to Buy) | $19.1 | M | 4139 | Acquired | 2019-01-21 | Common Stock (4139.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 87 | Indirect |
Footnotes
F1: The information provided reflects 53 shares acquired via dividend reinvestment since March 7, 2016 which did not require to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F2: Shares surrendered by reporting person to issuer to pay the exercise price of the derivative security.
F3: The information provided reflects 1 share acquired via dividend reinvestment since March 7, 2016 which did not require to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.