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ARROW FINANCIAL CORP — Director's Dealing 2015
Jun 1, 2015
32888_dirs_2015-06-01_5b6861a3-5fff-448a-b455-98bb4e3270ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROW FINANCIAL CORP (AROW)
CIK: 0000717538
Period of Report: 2015-04-27
Reporting Person: HOY THOMAS L (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-27 | Common Stock | G | 500 | — | Disposed | 167985 | Direct |
| 2015-05-28 | Common Stock | J | 293 | $26.40 | Acquired | 168278 | Direct |
| 2015-05-28 | Common Stock | J | 0 | — | Acquired | 5095 | Indirect |
| 2015-05-28 | Common Stock | J | 0 | — | Acquired | 2559 | Indirect |
| 2015-05-28 | Common Stock | J | 0 | — | Acquired | 3480 | Indirect |
Footnotes
F1: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Directors' Stock Plan.
F2: Following the reported transactions, total direct holdings include: 1 share held in DRIP and ESPP accounts; 69,144 shares held in a qualified retirement plans (IRA); 96,024 shares held in a custody account; and 2,816 shares acquired under a 401k account. None of these transactions were required to be reported on a Form 4 and this information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F3: Amount of securities beneficially owned following reported transaction.