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ARROW FINANCIAL CORP — Director's Dealing 2015
Aug 7, 2015
32888_dirs_2015-08-07_c51282f5-a2da-4eb9-980e-29176fd37551.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROW FINANCIAL CORP (AROW)
CIK: 0000717538
Period of Report: 2015-08-05
Reporting Person: HOY THOMAS L (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-05 | Common Stock | F | 1193 | $27.99 | Disposed | 169730 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5095 | Indirect |
| Common Stock | 2559 | Indirect |
| Common Stock | 3480 | Indirect |
Footnotes
F1: Shares surrendered to satisfy income tax withholding obligations on previously exercised stock options, as reported on Form 4 dated 7/23/15.
F2: Following the reported transactions, total direct holdings include: 1 share held in DRIP and ESPP accounts; 69,144 shares held in qualified retirement plans (IRA); 97,769 shares held in a custody account; and 2,816 shares acquired under a 401k account. None of these transactions were required to be reported on a Form 4 and this information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F3: Amount of securities beneficially owned following reported transaction.