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ARROW FINANCIAL CORP — Director's Dealing 2015
Jan 29, 2015
32888_dirs_2015-01-29_28f8c475-c6bf-49d9-8cd0-ae80ab5d1fc0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROW FINANCIAL CORP (AROW)
CIK: 0000717538
Period of Report: 2015-01-28
Reporting Person: Read Colin L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-28 | Common Stock | J | 0 | — | Acquired | 5777 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-28 | Director Stock Option (Right to Buy) | $25.86 | A | 1000 | Acquired | 2025-01-28 | Common Stock (1000) | Direct |
Footnotes
F1: The information provided reflects 5,777 shares that include: 5,701 shares held with a broker that includes 697 shares acquired after Nov. 21, 2104 transferred from ESPP and DRIP accounts on Dec. 4, 2014 and Jan. 12, 2015; 1 share in DRIP acquired after Nov. 21, 2104 and 75 shares acquired under the Company's ESPP after Nov. 21, 2014. None of these transactions were required to be reported on a Form 4 and this information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F2: The option vests in four equal installments beginning January 28, 2016.