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ARROW FINANCIAL CORP — Director's Dealing 2014
Nov 21, 2014
32888_dirs_2014-11-21_0c3494f6-d4dc-4650-a5c8-52026669cc72.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROW FINANCIAL CORP (AROW)
CIK: 0000717538
Period of Report: 2014-11-20
Reporting Person: REISMAN RICHARD J DMD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-20 | Common Stock | J | 298 | $25.93 | Acquired | 12930 | Direct |
| 2014-11-20 | Common Stock | J | 0 | — | Acquired | 558 | Indirect |
Footnotes
F1: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Directors' Stock Plan.
F2: The information provided reflects 660 shares acquired under the Company's DRIP; and 11,972 shares acquired under the Company's ESPP that includes 19 additional shares acquired since October 31, 2014. None of these transactions were required to be reported on a Form 4 and this information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F3: Amount of securities beneficially owned following reported transaction.