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ARROW FINANCIAL CORP — Director's Dealing 2014
Jan 30, 2014
32888_dirs_2014-01-30_b9c13eef-54db-4800-ba12-4664f5d24cbc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROW FINANCIAL CORP (AROW)
CIK: 0000717538
Period of Report: 2014-01-29
Reporting Person: REISMAN RICHARD J DMD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-26 | Common Stock | G | 50 | — | Disposed | 13928 | Direct |
| 2014-01-29 | Common Stock | J | 0 | — | Acquired | 532 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-29 | Director Stock Option (Right to Buy) | $25 | A | 1000 | Acquired | 2024-01-29 | Common Stock (1000) | Direct |
Footnotes
F1: The information provided reflects 13,928 shares acquired under the Company's DRIP that includes 25 additional shares acquired since November 26, 2013; and 143 shares acquired under the Company's ESPP since November 26, 2013. None of these transactions were required to be reported on a Form 4 and this information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F2: The information provided reflects 532 shares acquired under the wife's DRIP that includes 5 additional shares acquired since November 26, 2013. None of these transactions were required to be reported on a Form 4 and this information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F3: The option vests in four equal installments beginning January 29, 2015.