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ARROW FINANCIAL CORP — Director's Dealing 2014
May 30, 2014
32888_dirs_2014-05-30_0abc270d-bbaf-46e6-b8e9-4d171f1597a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROW FINANCIAL CORP (AROW)
CIK: 0000717538
Period of Report: 2014-05-29
Reporting Person: REISMAN RICHARD J DMD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-29 | Common Stock | J | 297 | $26.04 | Acquired | 14438 | Direct |
| 2014-05-29 | Common Stock | J | 0 | — | Acquired | 537 | Indirect |
Footnotes
F1: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Directors' Stock Plan.
F2: The information provided reflects 25 additional shares acquired under the Company's DRIP since March 10, 2014; and 146 additional shares acquired under the Company's ESPP since March 10, 2014. None of these transactions were required to be reported on a Form 4 and this information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F3: The information provided reflects 5 additional shares acquired under the wife's DRIP since March 10, 2014. None of these transactions were required to be reported on a Form 4 and this information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.