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ARROW FINANCIAL CORP — Director's Dealing 2013
Nov 27, 2013
32888_dirs_2013-11-27_290129d4-0670-4d3e-b929-a8a324ee63a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROW FINANCIAL CORP (AROW)
CIK: 0000717538
Period of Report: 2013-11-26
Reporting Person: DAKE GARY C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-26 | Common Stock | J | 266 | $27.23 | Acquired | 23474 | Direct |
Footnotes
F1: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Directors' Stock Plan.
F2: The information provided reflects 8,930 shares acquired under the Company's DRIP that includes 170 additional shares acquired since June 14, 2013 and 175 shares resulting from the Company's 2 percent stock dividend distributed on Sept. 27, 2013; and 14,278 shares acquired under the Company's ESPP that includes 795 additional shares acquired since June 1, 2013 and 278 shares resulting from the Company's 2 percent stock dividend distributed on Sept. 27, 2013. None of these transactions were required to be reported on a Form 4.