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ARROW FINANCIAL CORP — Director's Dealing 2013
Feb 21, 2013
32888_dirs_2013-02-21_c422f461-9adc-4616-8f5c-e4a6bceadaa9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROW FINANCIAL CORP (Arow)
CIK: 0000717538
Period of Report: 2013-02-19
Reporting Person: Goodemote Terry R (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-19 | Common Stock | M | 626 | $22.18 | Acquired | 10636 | Direct |
| 2013-02-19 | Common Stock | F | 557 | $24.95 | Disposed | 10079 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-19 | Employee Stock Option (Right to Buy) | $22.18 | M | 626 | Disposed | 2013-12-17 | Common Stock (626) | Direct |
Footnotes
F1: Includes 557 shares surrendered by reporting person to issuer to pay the exercise price of the derivative security
F2: The information provided reflects 89 shares acquired under the Companys Dividend Reinvestment Plan 129 shares acquired under the Companys ESPP and 590 shares acquired under the Companys ESOP since the last Form 4 was filed for the insider on January 30 2012. None of these transactions were required to be reported on a Form 4 and this information is being furnished to disclose the holdings of the insider as of the date of this Form 4