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ARROW FINANCIAL CORP — Director's Dealing 2013
Jan 31, 2013
32888_dirs_2013-01-31_08abb314-86a7-4473-bd04-a47e569a6c5e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROW FINANCIAL CORP (arow)
CIK: 0000717538
Period of Report: 2013-01-30
Reporting Person: LITTLE ELIZABETH OC (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-30 | Common Stock | J | 0 | — | Acquired | 12784 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-30 | Director Stock Option (Right to Buy) | $24.28 | A | 1000 | Acquired | 2023-01-30 | Common Stock (1000) | Direct |
Footnotes
F1: The information provided reflects 10,330 shares acquired under the Company's DRIP that includes 104 additional shares acquired since November 29, 2012; and 2,454 shares acquired under the Company's ESPP that includes 110 additional shares acquired since November 29, 2012. None of these transactions were required to be reported on a Form 4 and this information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F2: The option vests in four equal installments beginning January 30, 2014.