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ARROW FINANCIAL CORP — Director's Dealing 2012
Feb 1, 2012
32888_dirs_2012-02-01_bc774fb6-650c-457d-ac2d-b9d24409bcaf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROW FINANCIAL CORP (AROW)
CIK: 0000717538
Period of Report: 2012-02-01
Reporting Person: O'Conor Raymond F (SVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-01 | Common Stock | M | 5380 | $22.06 | Acquired | 54814 | Direct |
| 2012-02-01 | Common Stock | F | 4867 | $26.25 | Disposed | 49947 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-01 | Empl. Stock Opt. (Right to Buy) | $22.06 | M | 5380 | Acquired | 2012-12-18 | Common Stock (5380) | Direct |
Footnotes
F1: The information provided also reflects 4 shares acquired under the Company's ESPP since the last Form 4 was filed for the insider on Jan. 31, 2011. This transaction was not required to be reported on a Form 4 and this information is being furnished to disclose the holdings of the insider as of the date of this Form 4.
F2: Includes 4,522 shares surrendered by reporting person to issuer to pay the exercise price of the derivative security and 345 shares withheld by the issuer to satisfy withholding tax liabilities related to the exercise.