Arq, Inc. — Director's Dealing 2024

Nov 21, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Arq, Inc. (ARQ)
CIK: 0001515156
Period of Report: 2024-11-20

Reporting Person: McIntyre Julian Alexander (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-11-20	Common Stock	J	137935	—	Acquired	2774305	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	37150	Direct
Common Stock	348632	Indirect
Common Stock	39271	Indirect
Common Stock	20563	Indirect

Footnotes

F1: Pursuant to a special resolution, passed by the shareholders of Arq Limited on June 17, 2024 and for the purpose of effecting the wind-down of Arq Limited as contemplated by the Securities Purchase Agreement, dated February 1, 2023, by and between Arq, Inc. (f/k/a Advanced Emissions Solutions, Inc.) (the "Issuer") and Arq Limited, on November 20, 2024, Arq Limited distributed its remaining held shares of the Issuer's common stock, par value $0.001 per share, to its shareholders. The shares were distributed without the payment of any additional consideration.

F2: The shares reported on this row are held by Allard Services Limited. Julian McIntyre, a Director of the Issuer, controls Allard Services Limited and therefore is an indirect beneficial owner of the securities reported herein.

F3: The shares reported on this row are held by MWB Limited, which is controlled by Allard Services Limited. Julian McIntyre, a Director of the Issuer, controls Allard Services Limited and therefore may be deemed to be an indirect beneficial owner of the securities reported herein.

F4: The shares reported on this row are held by Markham Fuels Management Limited. Julian McIntyre, a Director of the Issuer, controls Markham Fuels Management Limited and therefore may be deemed an indirect beneficial owner of the securities reported herein.

F5: The shares reported on this row are held by Stannard Limited. Mr. McIntyre's spouse controls Stannard Limited and therefore Mr. McIntyre may be deemed to be an indirect beneficial owner of the securities reported herein.