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Arq, Inc. — Director's Dealing 2018
Aug 16, 2018
14889_dirs_2018-08-16_c21b6b59-962f-414f-a838-4d12b7983b89.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Advanced Emissions Solutions, Inc. (ADES)
CIK: 0001515156
Period of Report: 2018-08-14
Reporting Person: Sampson L Heath (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-14 | Common Stock | M | 92666 | $8.25 | Acquired | 344275 | Direct |
| 2018-08-14 | Common Stock | F | 73999 | $11.29 | Disposed | 270276 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-14 | Stock Option (right to buy) | $8.25 | M | 92666 | Disposed | 2018-12-31 | Common Stock (92666.0) | Direct |
Footnotes
F1: The options were granted for services to be rendered to the Company by the reporting person.
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