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Arq, Inc. Director's Dealing 2018

Aug 16, 2018

14889_dirs_2018-08-16_c21b6b59-962f-414f-a838-4d12b7983b89.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Advanced Emissions Solutions, Inc. (ADES)
CIK: 0001515156
Period of Report: 2018-08-14

Reporting Person: Sampson L Heath (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-14 Common Stock M 92666 $8.25 Acquired 344275 Direct
2018-08-14 Common Stock F 73999 $11.29 Disposed 270276 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-08-14 Stock Option (right to buy) $8.25 M 92666 Disposed 2018-12-31 Common Stock (92666.0) Direct

Footnotes

F1: The options were granted for services to be rendered to the Company by the reporting person.