Arq, Inc. — Director's Dealing 2017

Jan 5, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Advanced Emissions Solutions, Inc. (ADES)
CIK: 0001515156
Period of Report: 2017-01-02

Reporting Person: Hanson Ron (SVP of Operations of ADA-ES)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-01-02	Common Stock	F	41	$9.24	Disposed	21893	Direct

Footnotes

F1: Represents the shares withheld to satisfy the minimum statutory tax withholding obligations upon the vesting of 111 shares issued under the issuer's Amended and Restated 2010 Non-Management Compensation and Incentive Plan (the "2010 Plan").

F2: Of the amount shown, 665 shares are held in the qualified pension plan account of the reporting person; 15,000 shares of restricted stock issued pursuant to the 2010 Plan, not fully vested and subject to forfeiture or certain repurchase rights, as applicable, under the 2010 Plan; and 5,000 shares of restricted stock issued pursuant to the Advanced Emissions Solutions, Inc. Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), not fully vested and subject to forfeiture or certain repurchase rights, as applicable, under the 2007 Plan.