Arq, Inc. — Director's Dealing 2017

Jan 17, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Advanced Emissions Solutions, Inc. (ADES)
CIK: 0001515156
Period of Report: 2017-01-12

Reporting Person: Marken Greg (Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-01-12	Common Stock	F	1034	$9.20	Disposed	26427	Direct

Footnotes

F1: Represents the shares withheld to satisfy the statutory tax withholding obligations upon the vesting of 2,774 shares issued under the issuer's Amended and Restated 2010 Non-Management Compensation and Incentive Plan, as amended (the "2010 Plan").

F2: Of the amount shown, 17,773 shares are restricted stock issued pursuant to the 2010 Plan, not fully vested and subject to forfeiture, and 5,000 shares are restricted stock issued pursuant to the Advanced Emissions Solutions, Inc. Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), not fully vested and subject to forfeiture. Total ownership reflects an immaterial correction to the amount previously reported.