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Arq, Inc. Director's Dealing 2016

Apr 15, 2016

14889_dirs_2016-04-15_4a94bb46-60b5-4a23-afbd-d1dfd8d3a983.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Advanced Emissions Solutions, Inc. (ADES)
CIK: 0001515156
Period of Report: 2016-04-13

Reporting Person: MARCUM W PHILLIP (Former Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-04-13 Stock Option (right to buy) $6.4 A 24448 Acquired 2021-04-13 Common Stock (24448.0) Direct

Footnotes

F1: Date exercisable is April 13, 2016 because the Stock Option is fully vested upon grant.

F2: These options were granted in accordance with an agreement for professional services rendered to the Company.