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Arq, Inc. — Director's Dealing 2016
Aug 12, 2016
14889_dirs_2016-08-11_a4d2a6a4-6685-4870-808d-98109eba3058.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Advanced Emissions Solutions, Inc. (ADES)
CIK: 0001515156
Period of Report: 2016-08-09
Reporting Person: Amrhein Christine B. (Former General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-09 | Common Stock | F | 1027 | $7.34 | Disposed | 25713 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30994 | Indirect |
Footnotes
F1: The reporting person delivered stock to the Issuer to cover the payment of the tax liability incident to the vesting of 3,214 shares of Restricted Stock issued under the Advanced Emissions Solution's Inc. Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan").
F2: Of the amount shown, 1,746 shares are held in the qualified pension plan account of the reporting person.
F3: Of the amount shown, 9,532 shares are held in a qualified pension plan account of the reporting person's spouse.