Arq, Inc. — Director's Dealing 2015

Feb 17, 2015

SEC Form 4/A — Form 4/A

Issuer: Advanced Emissions Solutions, Inc. (ADES)
CIK: 0001515156
Period of Report: 2014-01-13

Reporting Person: DURHAM MICHAEL D (Director, President and CEO)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	243450	Direct
Common Stock	1375	Indirect

Footnotes

F1: The original Form 4 filing incorrectly reported a sale on January 13, 2014 by the reporting person of 3,300 shares that were instead sold by a trust to which the reporting person originally gifted such shares on August 20, 2013. Such sale by the trust was not a reportable transaction. The total ownership figure is also corrected from previous filings to reflect gifts of shares made by the reporting person between April 2012 and November 2013, including the gift mentioned above, the details of which are reported on a Form 5 for the fiscal year ended December 31, 2014 filed on the same date as this amendment. (Continued in Footnote 2)

F2: Of the amount shown, 56,432 shares are held in the qualified pension plan account of the reporting person, which number was incorrectly reported on previous filngs by 72 shares due to an administrative error that occurred in February 2009. Additionally, of the amount shown, 25,686 shares were issued pursuant to a program under the Company's Amended and Restated 2007 Equity Incentive Plan, as amended, are not fully vested and are subject to certain repurchase rights. All share amounts in this amended Form 4 are reported on a pre-stock split basis; the 2 for 1 stock split occurred on March 14, 2014.

F3: The previous filing incorrectly omitted shares indirectly held by the reporting person.