Arq, Inc. — Director's Dealing 2015

Jun 17, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Advanced Emissions Solutions, Inc. (ADES)
CIK: 0001515156
Period of Report: 2015-06-12

Reporting Person: GABBARD ALAN BRADLEY (Director, Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-06-12	Common Stock	A	31138	—	Acquired	39926	Direct

Footnotes

F1: Represents Restricted Stock issued pursuant to the 2015 Long Term Incentive Plan ("LTIP") under the Advanced Emissions Solutions, Inc. (the "Company") Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"). The Restricted Stock will vest upon the achievement of a pre-established performance goal subject to continuous service with the Company or its related entities unless such shares vest sooner pursuant to Section 11 of the 2007 Plan or the reporting person's employment agreement with the Company.

F2: The shares of Restricted Stock were granted for services to be rendered to the Company by the reporting person.

F3: Of the amount shown, 31,138 shares are restricted stock (not fully vested and subject to certain repurchase rights under the 2007 Plan).