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Arq, Inc. — Director's Dealing 2015
Jul 22, 2015
14889_dirs_2015-07-21_ada223c6-77c0-4bb4-85e5-03d84f2f1afc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Advanced Emissions Solutions, Inc. (ADES)
CIK: 0001515156
Period of Report: 2015-05-31
Reporting Person: LAGARENNE JONATHAN R (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-31 | Common Stock | F | 1279 | $13.70 | Disposed | 31203 | Direct |
Footnotes
F1: The reporting person delivered stock to the Issuer to cover the payment of the tax liability incident to the vesting of 4,000 shares of Restricted Stock issued under the Advanced Emissions Solution's Inc. Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan").
F2: Of the amount shown, 556 shares are held in the qualified pension plan account of the reporting person and 19,812 shares were issued pursuant to programs under the 2007 Plan, are not fully vested and are subject to certain repurchase rights.