Arq, Inc. — Director's Dealing 2015

Aug 14, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Advanced Emissions Solutions, Inc. (ADES)
CIK: 0001515156
Period of Report: 2015-08-11

Reporting Person: Amrhein Christine B. (General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-08-11	Common Stock	F	66	$10.15	Disposed	31720	Indirect
2015-08-11	Common Stock	D	726	—	Disposed	30994	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	15357	Direct

Footnotes

F1: The reporting person's spouse delivered stock to the Issuer to cover the payment of the tax liability incident to the vesting of 288 shares of Restricted Stock issued under the Advanced Emissions Solution's Inc. Amended and Restated 2010 Non-Management Compensation and Incentive Plan (the "2010 Plan").

F2: Of the amount shown, 9,532 shares are held in the qualified pension plan account of the reporting person's spouse in accordance with 2010 Plan.

F3: Represents shares previously reported as beneficially owned that were not fully vested and forfeited in accordance with the 2010 Plan.

F4: Of the amount shown, 1,746 shares are held in the qualified pension plan account of the reporting person and 7,446 shares were issued pursuant to programs under the Advanced Emissions Solution's Inc. Amended and Restated 2007 Equity Incentive Plan, as amended.