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Arq, Inc. — Director's Dealing 2014
Feb 18, 2014
14889_dirs_2014-02-18_74a98a1b-2619-40e4-a05d-42e7175eb4fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Advanced Emissions Solutions, Inc. (ADES)
CIK: 0001515156
Period of Report: 2014-02-11
Reporting Person: Amrhein Christine B. (General Counsel & VP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-11 | Common Stock | A | 75 | $52.18 | Acquired | 6382 | Direct |
| 2014-02-11 | Common Stock | A | 44 | $52.18 | Acquired | 15914 | Indirect |
Footnotes
F1: Shares issued directly to Ms. Amrhein's qualified pension plan.
F2: Price equals the fair market value of the shares on the date of authorization.
F3: Of the amount shown, 873 shares are held in the qualified pension plan account of Ms. Amrhein and 3,541 shares were issued pursuant to a program under the Company's Equity Incentive Plan, are not fully vested and are subject to certain repurchase rights.
F4: Shares issued directly to Mr. Amrhein's qualified pension plan.
F5: Of the amount shown, 4,766 shares are held in the qualified pension plan account of Mr. Amrhein and 608 shares were issued pursuant to a program under the Company's Equity Incentive Plan, are not fully vested and are subject to certain repurchase rights.