Arq, Inc. — Director's Dealing 2014

Apr 30, 2014

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Advanced Emissions Solutions, Inc. (ADES)
CIK: 0001515156
Period of Report: 2014-04-21

Reporting Person: SMITH RACHEL ANN (Chief Accounting Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	760	Direct

Footnotes

F1: Represents Restricted Stock issuance pursuant to the Advanced Emissions Solutions, Inc. 2010 Non-Management Compensation and Incentive Plan. The Restricted Stock will vest 10% on February 3, 2016, 20% on February 3, 2017, 30% on February 3, 2018 and 40% on February 3, 2019 subject to continuous service with Advanced Emissions Solutions, Inc. or its related entities.