Arq, Inc. — Director's Dealing 2013

Nov 20, 2013

SEC Form 4/A — Form 4/A

Issuer: Advanced Emissions Solutions, Inc. (ADES)
CIK: 0001515156
Period of Report: 2013-11-18

Reporting Person: Miller Richard (VP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-11-18	Common Stock	A	13000	$15.18	Acquired	34310	Direct
2013-11-18	Common Stock	D	12955	$47.0818	Disposed	21355	Direct
2013-11-18	Common Stock	D	45	$47.02	Disposed	21310	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-11-18	Stock Options	$15.18	F	13000	Disposed	2015-12-31	Common Stock (13000)	Direct

Footnotes

F1: Represents the amount of stock options exercised.

F2: Represents the exercise price.

F3: Of the amount shown, 5,810 shares are held in the qualified pension plan account of the reporting person and 1,500 shares were issued pursuant to programs under the 2007 Plan, are not fully vested and are subject to certain repurchase rights.

F4: Represents the number of shares sold upon exercising of stock options.

F5: Represents the amount of stock options exercised.