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AROA BIOSURGERY LIMITED — Share Issue/Capital Change 2025
Jun 18, 2025
64426_rns_2025-06-18_bc55dbfe-4f16-4ea6-8aea-8152a1d6d6f5.pdf
Share Issue/Capital Change
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Appendix 2A - Application for quotation of securities
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Announcement Summary
Entity name
AROA BIOSURGERY LIMITED
Announcement Type
New announcement
Date of this announcement
Thursday June 19, 2025
The +securities to be quoted are:
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted
Total number of +securities to be quoted
| ASX +security | Number of +securities to | ||
|---|---|---|---|
| code | Security description | be quoted | Issue date |
| ARX | ORDINARY FULLY PAID | 132,979 | 18/06/2025 |
Refer to next page for full details of the announcement
Appendix 2A - Application for quotation of securities
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Appendix 2A - Application for quotation of securities
Part 1 - Entity and announcement details
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1.1 Name of entity
AROA BIOSURGERY LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type
ARBN
Registration number
638867473
1.3 ASX issuer code
ARX
1.4 The announcement is
New announcement
1.5 Date of this announcement
19/6/2025
Appendix 2A - Application for quotation of securities
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Appendix 2A - Application for quotation of securities
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Part 2 - Type of Issue
2.1 The +securities to be quoted are:
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted
2.2 The +class of +securities to be quoted is:
Additional +securities in a class that is already quoted on ASX ("existing class")
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Appendix 2A - Application for quotation of securities
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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B
Existing +securities converting into additional +securities in an existing class FROM (Existing Class) ASX +security code and description ARXAAJ : RESTRICTED STOCK UNITS
TO (Existing Class) ASX +security code and description ARX : ORDINARY FULLY PAID Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 18/6/2025 132,979 Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? No The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities The underlying +securities being received by the holder are: Intended to be, but are not yet, quoted by ASX Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? No
Issue date
18/6/2025
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Appendix 2A - Application for quotation of securities
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Appendix 2A - Application for quotation of securities
Issue details
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Number of +securities to be quoted
132,979
Are the +securities being issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
Fully paid ordinary shares to be issued on vesting of Restricted Stock Units issued under Aroa's Omnibus Incentive Plan
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Fully paid ordinary shares to be issued on vesting of Restricted Stock Units that were issued under Aroa's Omnibus Incentive Plan which was announced on 6 January 2025: https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-res earch/1.0/file/2924-02900796-2A1572127&v=04711220c3a57065317ba4efca4a3459a4e46882
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Appendix 2A - Application for quotation of securities
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Appendix 2A - Application for quotation of securities
Part 4 - Issued capital following quotation
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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
+securities subject of this application) |
|
|---|---|
| Total number of | |
| ASX +security code and description | +securities on issue |
| ARX : ORDINARY FULLY PAID | 345,033,235 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| ARXAD : OPTION EXPIRING 30-SEP-2025 EX $1.34 | 1,368,200 |
| ARXAAI : PERFORMANCE SHARE RIGHTS | 3,007,872 |
| ARXAAJ : RESTRICTED STOCK UNITS | 893,256 |
| ARXAX : OPTION EXPIRING 08-AUG-2026 EX $1.165 | 2,575,000 |
| ARXAA : OPTION EXPIRING 23-JUL-2025 EX 75C | 5,104,050 |
| ARXAB : OPTION EXPIRING 01-OCT-2028 EX 10C | 790,725 |
| ARXAY : OPTION EXPIRING 13-NOV-2027 EX $1.165 | 649,695 |
| ARXAJ : OPTION EXPIRING 30-NOV-2027 EX $1.07 | 20,452 |
| ARXAAD : OPTION EXPIRING 03-AUG-2028 EX $0.91 | 2,645,866 |
| ARXAAE : OPTION EXPIRING 30-JUN-2026 EX NIL | 1,425,536 |
| ARXAE : OPTION EXPIRING 31-MAR-2026 EX $1.15 | 200,000 |
| ARXAAA : OPTION EXPIRING 29-FEB-2028 EX $1.165 | 254,972 |
| ARXAAB : OPTION EXPIRING 29-FEB-2028 EX $1.083 | 836,484 |
| ARXAAC : OPTION EXPIRING 29-FEB-2028 EX NIL | 453,206 |
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Appendix 2A - Application for quotation of securities
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| Appendix 2A - Application for quotation of securities | |
|---|---|
| ARXAW : OPTION EXPIRING 28-JUN-2026 EX $1.06 | 1,610,000 |
| ARXAF : OPTION EXPIRING 13-NOV-2027 EX $0.87 | 1,774,808 |
| ARXAAH : PERFORMANCE RIGHTS | 715,300 |
Appendix 2A - Application for quotation of securities
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