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AROA BIOSURGERY LIMITED — Share Issue/Capital Change 2021
Aug 3, 2021
64426_rns_2021-08-03_7471da0b-7004-4f48-8f8a-d618398cec0d.pdf
Share Issue/Capital Change
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Application for quotation of +securities
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Announcement Summary
Entity name
AROA BIOSURGERY LIMITED
Announcement Type
New announcement
Date of this announcement
Wednesday August 04, 2021
The +securities to be quoted are:
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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Total number of +securities to be quoted
| ASX +security | Number of +securities to | ||
|---|---|---|---|
| code | Security description | be quoted | Issue date |
| ARX | ORDINARY FULLY PAID | 40,343,348 | 04/08/2021 |
Refer to next page for full details of the announcement
Application for quotation of +securities
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Application for quotation of +securities
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Part 1 - Entity and announcement details
1.1 Name of entity
AROA BIOSURGERY LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type
ARBN
Registration number 638867473
1.3 ASX issuer code
ARX
1.4 The announcement is
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New announcement
1.5 Date of this announcement
4/8/2021
Application for quotation of +securities
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Application for quotation of +securities
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Part 2 - Type of Issue
2.1 The +securities to be quoted are:
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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Previous Appendix 3B details:
| Announcement Date and | Announcement Title | Selected Appendix 3B to submit quotation |
|---|---|---|
| Time | request | |
| 29-Jul-2021 09:27 | New - Proposed issue of securities - | A placement or other type of issue |
| ARX |
2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B? No
Application for quotation of +securities
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Application for quotation of +securities
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Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B
Placement Details
ASX +security code and description
ARX : ORDINARY FULLY PAID
Issue date
4/8/2021
Distribution Schedule
Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.
| Total percentage of +securities held | ||
|---|---|---|
| Number of +securities held | Number of holders | For example, to enter a value of 50% |
| please input as 50.00 | ||
| 1 - 1,000 | 630,739 | 0.18 % |
| 1,001 - 5,000 | 4,013,302 | 1.18 % |
| 5,001 - 10,000 | 5,063,592 | 1.48 % |
| 10,001 - 100,000 | 24,436,112 | 7.16 % |
| 100,001 and over | 307,275,714 | 90.00 % |
Application for quotation of +securities
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Application for quotation of +securities
Issue details
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Number of +securities to be quoted 40,343,348
Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? AUD - Australian Dollar AUD 1.16500000
Any other information the entity wishes to provide about the +securities to be quoted None
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Application for quotation of +securities
Part 4 - Issued capital following quotation
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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| ARX : ORDINARY FULLY PAID | 341,419,459 |
| 4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX) | |
| Total number of | |
| ASX +security code and description | +securities on issue |
| ARXAD : OPTION EXPIRING 30-SEP-2025 EX $1.34 | 1,753,200 |
| ARXAA : OPTION EXPIRING 23-JUL-2025 EX 75C | 5,876,975 |
| ARXAB : OPTION EXPIRING 01-OCT-2028 EX 10C | 2,447,700 |
| ARXAC : OPTION EXPIRING 30-NOV-2029 EX 11C | 1,275,000 |
| ARXAE : OPTION EXPIRING 31-MAR-2026 EX $1.15 | 350,000 |
| ARXAW : OPTION EXPIRING 28-JUN-2026 EX $1.06 | 2,535,000 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
Application for quotation of +securities
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