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AROA BIOSURGERY LIMITED Share Issue/Capital Change 2021

Aug 3, 2021

64426_rns_2021-08-03_7471da0b-7004-4f48-8f8a-d618398cec0d.pdf

Share Issue/Capital Change

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Application for quotation of +securities

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Announcement Summary

Entity name

AROA BIOSURGERY LIMITED

Announcement Type

New announcement

Date of this announcement

Wednesday August 04, 2021

The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Total number of +securities to be quoted

ASX +security Number of +securities to
code Security description be quoted Issue date
ARX ORDINARY FULLY PAID 40,343,348 04/08/2021

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

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Part 1 - Entity and announcement details

1.1 Name of entity

AROA BIOSURGERY LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ARBN

Registration number 638867473

1.3 ASX issuer code

ARX

1.4 The announcement is

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New announcement

1.5 Date of this announcement

4/8/2021

Application for quotation of +securities

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Application for quotation of +securities

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Part 2 - Type of Issue

2.1 The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Previous Appendix 3B details:

Announcement Date and Announcement Title Selected Appendix 3B to submit quotation
Time request
29-Jul-2021 09:27 New - Proposed issue of securities - A placement or other type of issue
ARX

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B? No

Application for quotation of +securities

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Application for quotation of +securities

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Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B

Placement Details

ASX +security code and description

ARX : ORDINARY FULLY PAID

Issue date

4/8/2021

Distribution Schedule

Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.

Total percentage of +securities held
Number of +securities held Number of holders For example, to enter a value of 50%
please input as 50.00
1 - 1,000 630,739 0.18 %
1,001 - 5,000 4,013,302 1.18 %
5,001 - 10,000 5,063,592 1.48 %
10,001 - 100,000 24,436,112 7.16 %
100,001 and over 307,275,714 90.00 %

Application for quotation of +securities

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Application for quotation of +securities

Issue details

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Number of +securities to be quoted 40,343,348

Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? AUD - Australian Dollar AUD 1.16500000

Any other information the entity wishes to provide about the +securities to be quoted None

Application for quotation of +securities

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Application for quotation of +securities

Part 4 - Issued capital following quotation

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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

Total number of
ASX +security code and description +securities on issue
ARX : ORDINARY FULLY PAID 341,419,459
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
Total number of
ASX +security code and description +securities on issue
ARXAD : OPTION EXPIRING 30-SEP-2025 EX $1.34 1,753,200
ARXAA : OPTION EXPIRING 23-JUL-2025 EX 75C 5,876,975
ARXAB : OPTION EXPIRING 01-OCT-2028 EX 10C 2,447,700
ARXAC : OPTION EXPIRING 30-NOV-2029 EX 11C 1,275,000
ARXAE : OPTION EXPIRING 31-MAR-2026 EX $1.15 350,000
ARXAW : OPTION EXPIRING 28-JUN-2026 EX $1.06 2,535,000

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

Application for quotation of +securities

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