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ARN MEDIA LIMITED Major Shareholding Notification 2021

Mar 25, 2021

64267_rns_2021-03-25_e9221201-8d67-4ec9-966b-74a369217fe8.pdf

Major Shareholding Notification

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Corporations Act 2001 Section 671B

Form 605

Notice of ceasing to be a substantial holder

To: Company Name/Scheme:

ACN/ARSN:

HT&E Limited

008 637 643

1. Details of substantial holder

Name: Mitsubishi UFJ Financial Group, Inc.

The holder ceased to be a substantial holder on: 23/03/2021 The previous notice was given to the company on: 24/03/2021 The previous notice was dated: 24/03/2021 The holder became aware on: 25/03/2021

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change Consideration given in
relation to change
Class and
number of
securities affected
Person's votes
affected
See annexure B to
this notice

3. Changes in association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

5. Signature

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Authorised signatory

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Dated 26 March 2021

Page 1

Annexure A

This is annexure A of 2 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 26 March 2021

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Authorised signatory Dated 26 March 2021
Consideration
Class and number of Person's votes
Date of change Person whose relevant interest changed Nature of change given in relation securities affected affected
to change
22/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 1,277.66 772 Ordinary Shares 772
22/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 246.22 149 Ordinary Shares 149
22/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 974.12 568 Ordinary Shares 568
22/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 3,313.38 1,932 Ordinary Shares 1,932
22/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 2,827.44 1,683 Ordinary Shares 1,683
22/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 600.21 351 Ordinary Shares 351
22/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 433.5 255 Ordinary Shares 255
22/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 1.72 1 Ordinary Share 1
22/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 3,298.08 1,969 Ordinary Shares 1,969
22/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 1,300.92 763 Ordinary Shares 763
22/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 2,614.08 1,556 Ordinary Shares 1,556
22/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 3,250.42 1,964 Ordinary Shares 1,964
22/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 3,556.91 2,074 Ordinary Shares 2,074
22/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 596.64 352 Ordinary Shares 352
22/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 2,775.48 1,657 Ordinary Shares 1,657
22/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 3,935.75 2,275 Ordinary Shares 2,275
22/03/2021 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 3,102.88 1,763 Ordinary Shares 1,763
22/03/2021 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 66.69 38 Ordinary Shares 38
Borrow Returned by an entity
22/03/2021 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley - see N/A 8,250 Ordinary Shares 8,250
Annexure B
23/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 3,450.58 1,955 Ordinary Shares 1,955
23/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 1,094.30 620 Ordinary Shares 620
23/03/2021 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 1,443.12 827 Ordinary Shares 827
23/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 3,591.21 2,058 Ordinary Shares 2,058
23/03/2021 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 490 280 Ordinary Shares 280
23/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 881.76 501 Ordinary Shares 501
23/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 1,764.00 1,008 Ordinary Shares 1,008
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Page 2

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23/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 6,791.85 3,870 Ordinary Shares 3,870
23/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 1,104.25 631 Ordinary Shares 631
23/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 2,847.84 1,632 Ordinary Shares 1,632
23/03/2021 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 1,048.75 601 Ordinary Shares 601
23/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 83.64 48 Ordinary Shares 48
23/03/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 4,210.25 2,399 Ordinary Shares 2,399
Borrow Returned by an entity
23/03/2021 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley - see N/A 110,308 Ordinary Shares 110,308
Annexure B
Borrow Returned by an entity
23/03/2021 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley - see N/A 962,529 Ordinary Shares 962,529
Annexure B
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Page 3

AnnexureB

Annexure B

This is annexure B of 2 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 26 March 2021

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Authorised signatory Dated 26 March 2021

The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.

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Schedule
Type of Agreement Global Master Securities Lending Agreement
Morgan Stanley & Co. International plc and OHIO PUBLIC
Parties to agreement EMPLOYEES RETIREMENT SYSTEM
20200108; 20200109; 20200110; 20200113; 20200114; 20200115;
Transfer Date 20200116; 20200117; 20200602; 20200604; 20200616; 20200623;
20201112; 20201116; 20201202; 20210225; 20210310;
Holder of Voting Rights Borrower
Are there any restrictions on voting Yes/N o
rights?
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to Yes /No
return early?
If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent
Securities due and outstanding to the Lender in accordance with the Lender's instructions.
Does the lender have the right to recall Yes /No
early?
If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent
Securities at any time by giving notice on any Business Day of not less than the standard settlement time for
such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities
were originally delivered.
Will the securities be returned on
settlement? Yes /No
If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the
Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties'
delivery and payment obligations in respect thereof.
Schedule
Type of Agreement Australian Master Securities Lending Agreement
Morgan Stanley Australia Securities Limited and NATIONAL
Parties to agreement AUSTRALIA BANK LIMITED
20201021; 20201026; 20201028; 20201211; 20210108; 20210120;
Transfer Date 20210128; 20210204; 20210215; 20210305; 20210308; 20210312;
20210316; 20210323;
Holder of Voting Rights Borrower
Are there any restrictions on voting Yes/N o
rights?
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to Yes /No
return early?
If yes, detail The Borrower shall be entitled at any time to terminate a particular loan of Securities and to
redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's
instructions.
Does the lender have the right to recall Yes /No
early?
If yes, detail The Lender may call for the redelivery of all or any Equivalent Securities at any time by giving
notice on any Business Day of not less than the Standard Settlement Time for such Equivalent Securities or the
equivalent time on the exchange or in the clearing organisation through which the relevant borrowed Securities
were originally delivered.
Will the securities be returned on
settlement? Yes /No
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Page 4

AnnexureB

If yes, detail any exceptions If an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations shall be accelerated so as to require performance thereof at the time such Event of Default occurs. In such event the Relevant Value of the Securities to be delivered by each Party shall be established and on the basis of the Relevant Values so established, an account shall be taken of what is due from each Party to the other and the sums due from one Party shall be set-off against the sums due from the other and only the balance of the account shall be payable.

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