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ARN MEDIA LIMITED — Major Shareholding Notification 2018
May 14, 2018
64267_rns_2018-05-14_983201f0-b511-410f-849c-9933afebf08b.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001 Section 671B Notice of initial substantial holder
HT&E LIMITED
To: Company Name/Scheme: ACN/ARSN: 008 637 643
1. Details of substantial holder
Name Commonwealth Bank of Australia ACN 123 123 124 (CBA) and its related bodies corporate listed in annexure A
The holder became a substantial holder on: 09/05/2018
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
| Class of securities | Number of securities | Person's votes | Voting power (%) |
|---|---|---|---|
| FullyPaid ordinaryshares | 11,715,188 | 11,715,188 | 3.79% |
| For the Securities (if any) listed bel | ow see NOTE 1 at the end of this form | ||
| Class of securities | Number of securities | Person's votes | Voting power (%) |
| FullyPaid ordinaryshares | 3,780,147 | 3,780,147 | 1.22% |
| Class of securities | Number of securities | Person's votes | Voting power(%) |
| GRAND TOTAL FullyPaid ordinaryshares |
15,495,335 | 15,495,335 | 5.01% |
1
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest | Class and number of securities |
|---|---|---|
| Avanteos Investments Limited ACN 096 259 979 |
Relevant interest under paragraph 608(1)(a), 608(1)(b) and 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising as a result of being the registered holder of the relevant securities in its capacity as a superannuation trustee and in its capacity as administrator of managed accounts. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. |
22,201 Fully paid ordinary shares |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager (as provided for under its investment mandates). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. |
7,748,804 Fully paid ordinary shares |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the residual power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by either Colonial First State Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being a residual accelerated relevant interest held in the same capacity. Colonial First State Investments Limited has authorised the manager of each such managed investment scheme to exercise the powers referred to in paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth) in relation to those securities managed by the manager to the exclusion of Colonial First State Investments Limited except for provisions allowing Colonial First State Investments Limited to terminate the agreement with the manager or to exercise those powers where the agreement is terminated. |
3,780,147 Fully paid ordinary shares (including 70,173 borrowed from Goldman Sachs International (Agreement 2), see Annexure C) (including 585,930 borrowed from UBS AG (Agreement 1), see Annexure C) (including 468,090 borrowed from UBS AG (Agreement 2), see Annexure C) (including 206,168 borrowed from UBS AG (Agreement 3), see Annexure C) |
| Colonial First State Investments Limited ACN 002 348 352 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is managed by Colonial First Statement Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. |
14,582,113 Fully paid ordinary shares (including 70,173 borrowed from Goldman Sachs International (Agreement 2), see Annexure C) (including 585,930 borrowed from UBS AG (Agreement 1), see Annexure C) (including 468,090 borrowed from UBS AG (Agreement 2), see Annexure C) (including 206,168 borrowed from UBS AG (Agreement 3), see Annexure C) |
| Realindex Investments Pty Limited ACN 133 312 017 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager, as provided for under its investment mandates. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. |
3,944,183 Fully paid ordinary shares |
2
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Class and number of securities |
|---|---|---|---|
| Avanteos Investments Limited ACN 096 259 979 |
Avanteos Investments Limited | 22,201 Fully paid ordinary shares |
|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Citibank N A Hong Kong | 2,424,365 Fully paid ordinary shares |
|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Citicorp Nominees Pty Limited (Australia) |
5,324,439 Fully paid ordinary shares |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Citibank N A Hong Kong | 1,559,316 Fully paid ordinary shares |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Citicorp Nominees Pty Limited (Australia) |
519,076 Fully paid ordinary shares |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Goldman Sachs (Asia) L.L.C | 70,173 Fully paid ordinary shares |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Northern Trust Company | 371,394 Fully paid ordinary shares |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
UBS Nominees Pty Ltd | 1,260,188 Fully paid ordinary shares |
|
| Realindex Investments Pty Limited ACN 133 312 017 |
Citibank N A Hong Kong | 3,053,162 Fully paid ordinary shares |
|
| Realindex Investments Pty Limited ACN 133 312 017 |
JPMorgan (UK) | 115,240 Fully paid ordinary shares |
|
| Realindex Investments Pty Limited ACN 133 312 017 |
National Custodian Services | 775,781 Fully paid ordinary shares |
3
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration | Class and number of securities | |
|---|---|---|---|---|
| Cash | Non-cash | |||
| See annexure B to this notice |
4
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Avanteos Investments Limited ACN 096 259 979 |
An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| Colonial First State Investments Limited ACN 002 348 352 |
An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| Realindex Investments Pty Limited ACN 133 312 017 |
An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
5
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Avanteos Investments Limited ACN096259 979 | Ground Floor Tower 1,201SussexStreet, Sydney,NSW,2000,Australia |
| CBA Markets Limited ACN 003485 952 | Ground Floor Tower 1,201 Sussex Street,Sydney,NSW,2000,Australia |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
| Colonial First State Investments Limited ACN 002 348 352 | Ground Floor Tower 1,201 Sussex Street,Sydney,NSW,2000,Australia |
| Realindex Investments PtyLimited ACN 133 312 017 | Ground Floor Tower 1,201 Sussex Street,Sydney,NSW,2000,Australia |
6
8. Signature
NOTE 1--(This note is relevant to section 2,3,4 and 5)
The relevant interests in these securities:
-
a) are/were held by Colonial First State Investments Limited (CFS) as responsible entity of the specified registered managed investment schemes and relate(d) to holdings in connection with the Colonial First State First Choice product range. Decisions to buy/sell those securities and exercise voting rights in relation to those securities are made by managers to whom CFS has outsourced those functions. By instrument dated 29 October 2001 the Australian Securities and Investments Commission (“ASIC”) has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities (the Manager Relief). These managers are not associates of, other than by virtue of an agreement in accordance with the terms of the Manager Relief, the Commonwealth Bank of Australia group;or
-
b) are/were held by or for the benefit of specified index funds where the funds have an objective of maintaining a portfolio tracking error less than 0.5% per annum. ASIC has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities.
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Dated the 1 5 day of May 2018
Clare McManus - Company Secretary
7
Annexure A
This is annexure A referred to in Form 603, Notice of initial substantial holder dated 09/05/2018
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Clare McManus Company Secretary
Dated the 1 5 /05/2018
SCHEDULE
AEGIS CORRECTIONAL PARTNERSHIP PTY LTD AEGIS LIMITED AHL FINANCE HOLDINGS PTY LTD AHL FINANCE PTY LTD AHL HOLDINGS PTY LIMITED AHL INVESTMENTS PTY LTD ALTONA V6 PTY LIMITED ASB BANK LIMITED ASB CAPITAL LIMITED (NZX-ASBPA) ASB CAPITAL NO.2 LIMITED (NZX-ASBPB) ASB FINANCE LIMITED ASB FUNDING LIMITED ASB GROUP (LIFE) LIMITED ASB GROUP INVESTMENTS LIMITED ASB HOLDINGS LIMITED ASB MANAGEMENT SERVICES LIMITED ASB NOMINEES LIMITED ASB SECURITIES LIMITED ASKLEPIOS LIMITED ASPIRE SCHOOLS FINANCING (QLD) PTY LIMITED ASPIRE SCHOOLS HOLDINGS (QLD) PTY LIMITED AUSSIE CENTRE ADMINISTRATION PTY LIMITED AUSSIE FINANCIAL PLANNING SERVICES PTY LTD AUSSIE HOME INSURANCE PTY LIMITED AUSSIE HOME LOANS HOLDINGS PTY LTD AUSSIE HOME LOANS PTY LIMITED AUSSIE HOME SECURITY PTY LIMITED AUSSIE MORTGAGE MARKET HOLDINGS PTY LIMITED AUSSIEHOMELOANS.COM.AU PTY LTD AUSTRALIAN HOME LOANS HOLDINGS PTY LIMITED AUSTRALIAN INVESTMENT EXCHANGE LIMITED AVANTEOS INVESTMENTS LIMITED AVANTEOS PTY LTD BANK OF HANGZHOU CO. LTD BANKWEST FOUNDATION LIMITED BDELTA VESSEL NO 1 PTY LTD BDELTA VESSEL NO 2 PTY LTD BDELTA VESSEL NO 3 PTY LTD BDELTA VESSEL NO 4 PTY LTD BOCOMMLIFE INSURANCE COMPANY LIMITED BOND INVESTMENTS NO 1 LIMITED BOND INVESTMENTS UK LIMITED BW FINANCIAL ADVICE LIMITED BW SECURITISATION MANAGEMENT PTY LTD BWA GROUP SERVICES PTY LTD BWA INTELLECTUAL PROPERTY HOLDINGS LIMITED CAPITAL 121 PTY LIMITED CARDS NZ LIMITED CBA A319 4624 PTY LIMITED CBA A319 4635 PTY LIMITED CBA A320 4077 PTY LTD CBA A320 4948 PTY LIMITED CBA A320 5156 PTY LIMITED CBA A320 5249 PTY LTD CBA A320 5289 PTY LTD CBA A320 5638 PTY LTD CBA A320 6749 PTY LIMITED CBA A320 AIRCRAFT NO1 PTY LTD CBA A330 1427 Pty Ltd CBA A330 1453 PTY LIMITED CBA AIR A320 2714 PTY LIMITED CBA AIR PTY LTD CBA ASSET FINANCE (NZ) LIMITED CBA ASSET HOLDINGS (NZ) LIMITED CBA B377 37091 PTY LTD CBA B738 39822 PTY LIMITED
8
CBA B773 60333 PTY LIMITED CBA CAPITAL AUSTRALIA PTY LIMITED CBA CAPITAL HOLDINGS INC. CBA CORPORATE SERVICES (NSW) PTY LIMITED CBA CORPORATE SERVICES (VIC) PTY LIMITED CBA DIGITAL SOLUTIONS DEVELOPMENT COMPANY LIMITED CBA ES BUSINESS SERVICES PTY LTD CBA EUROPE LIMITED CBA FUNDING (NZ) LIMITED CBA FUNDING HOLDINGS PTY LTD CBA INTERNATIONAL FINANCE PTY. LIMITED CBA INTERNATIONAL FINANCIAL SERVICES LIMITED (formerly known as COMMBANK MANAGEMENT CONSULTING (ASIA) COMPANY LIMITED) CBA INVESTMENTS (NO.4) LIMITED CBA IT LEASING NO 3 PTY LTD CBA MARKETS LIMITED CBA MTE RAIL COMPANY PTY LIMITED CBA NZ HOLDING LIMITED CBA RAIL & TRAM COMPANY PTY LIMITED CBA ROLLING STOCK COMPANY NO.1 PTY LIMITED CBA SA HOLDINGS PROPRIETARY LIMITED CBA SAF HOLDING PTY LIMITED CBA SPECIALISED FINANCING PTY LIMITED CBA USD INVESTMENTS PTY LIMITED CBFC LEASING PTY. LIMITED CBFC LIMITED CBSA FOUNDATION NPC CFSPAI EUROPE CO LIMITED CFSPAI EUROPE HOLDCO LIMITED CHULLORA EQUITY INVESTMENT (NO 1) PTY LIMITED CHULLORA EQUITY INVESTMENT (NO 2) PTY LIMITED CHULLORA EQUITY INVESTMENT (NO 3) PTY LIMITED CIPL ARARAT PTY LTD CIPL SA SCHOOLS PTY LTD CISL (NO.1) PTY LIMITED CMG ASIA LIFE HOLDINGS LIMITED CMG ASIA PTY LTD CMLA Services Pty Ltd COLLATERAL LEASING PTY LTD COLONIAL FIRST STATE ASSET MANAGEMENT (AUSTRALIA) LIMITED COLONIAL FIRST STATE GROUP LIMITED COLONIAL FIRST STATE INFRASTRUCTURE HOLDINGS LIMITED COLONIAL FIRST STATE INFRASTRUCTURE MANAGERS (AUSTRALIA) PTY LTD COLONIAL FIRST STATE INVESTMENTS LIMITED COLONIAL FIRST STATE MANAGED INFRASTRUCTURE LIMITED COLONIAL HOLDING COMPANY LIMITED COLONIAL MUTUAL SUPERANNUATION PTY. LTD. COLONIAL SERVICES PTY LIMITED COMMBANK EUROPE LIMITED COMMBANK FOUNDATION LIMITED COMMBANK MANAGEMENT CONSULTING (SHANGHAI) COMPANY LIMITED COMMFOUNDATION PTY LIMITED COMMONWEALTH AUSTRALIA SECURITIES LLC COMMONWEALTH BANK OF AUSTRALIA COMMONWEALTH BANK OF AUSTRALIA (UK) STAFF BENEFITS SCHEME TRUSTEE COMPANY LIMITED COMMONWEALTH BANK OF SOUTH AFRICA (HOLDING COMPANY) LIMITED (formerly NEWSHELF 1314 (PTY) LTD) COMMONWEALTH BANK OF SOUTH AFRICA LIMITED (formerly NEWSHELF 1315 (PTY) LTD) COMMONWEALTH BANK OFFICERS SUPERANNUATION CORPORATION PTY LIMITED Commonwealth Custodial Services Pty Ltd COMMONWEALTH DEVELOPMENT BANK OF AUSTRALIA PTY LIMITED COMMONWEALTH FINANCIAL PLANNING LIMITED COMMONWEALTH INSURANCE HOLDINGS LIMITED COMMONWEALTH INSURANCE LIMITED COMMONWEALTH INVESTMENTS PTY LIMITED COMMONWEALTH PRIVATE LIMITED COMMONWEALTH SECURITIES LIMITED COMMWEALTH INTERNATIONAL HOLDINGS PTY LIMITED COMSEC NOMINEES PTY LIMITED CORE EQUITY SERVICES NOMINEES PTY LIMITED COUNT FINANCIAL LIMITED CRYSTAL AVENUE PTY LIMITED CTB AUSTRALIA LIMITED ELLAS CONTAINER SHIP COMPANY 1 PTY LIMITED ELLAS CONTAINER SHIP COMPANY 2 PTY LIMITED EMERALD HOLDING COMPANY PTY LIMITED EQUIGROUP HOLDINGS PTY LIMITED FINANCIAL WISDOM LIMITED FINCONNECT (AUSTRALIA) PTY LTD FIRST STATE CINDA FUND MANAGEMENT COMPANY LIMITED First State European Diversified Infrastructure Sarl First State Funds Plc First State Global Umbrella Fund Public Limited Company FIRST STATE INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED First State Investment Management (UK) Limited FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED First State Investment Services (UK) Limited
9
FIRST STATE INVESTMENTS (HONG KONG) LIMITED FIRST STATE INVESTMENTS (NZ) LIMITED FIRST STATE INVESTMENTS (SINGAPORE) First State Investments (UK Holdings) Limited First State Investments (UK) Limited FIRST STATE INVESTMENTS (US) LLC First State Investments Fund Management Sarl First State Investments GIP Management Sarl FIRST STATE INVESTMENTS HOLDINGS (SINGAPORE) LIMITED First State Investments ICVC First State Investments International Inc First State Investments International Limited FIRST STATE NOMINEES (HONG KONG) LIMITED FMG ASSET LEASING PTY LTD FSIB Ltd. FSIC Limited (formerly known as First State Investments (Cayman) Limited) GT USD FUNDING PTY LIMITED HAZELWOOD INVESTMENT COMPANY PTY LIMITED HOMEPATH PTY LIMITED INVERLOCH LEASING PTY LIMITED INVESTMENT CUSTODIAL SERVICES LIMITED INVESTORWEB.COM. PTY LIMITED IWL BROKING SOLUTIONS PTY LIMITED IWL PTY LIMITED JACQUES MARTIN ADMINISTRATION AND CONSULTING PTY LTD JACQUES MARTIN PTY. LTD. LOFT NO 1 PTY LIMITED LOFT NO 2 PTY LIMITED LOFT NO.3 PTY LIMITED MIS FUNDING NO.1 PTY LIMITED MORTGAGE HOLDING TRUST COMPANY LIMITED MTE DEBT VEHICLE PTY LTD MTE LESSOR 1 PTY LTD MTE LESSOR 2 PTY LTD MTE LESSOR 3 PTY LTD MTE LESSOR 4 PTY LTD MTE LESSOR 5 PTY LTD MTE NOMINEE PARTNER PTY LTD NETSHARE NOMINEES PTY LTD NEWPORT LIMITED NIMITZ NOMINEES PTY LIMITED ORE & OVERBURDEN PTY LIMITED PREFERRED CAPITAL PTY LIMITED PREMIUM ALTERNATIVE INVESTMENTS PTY LIMITED PREMIUM CUSTODY SERVICES PTY LTD PREMIUM PLANTATIONS PTY LIMITED PREMIUM PLANTATIONS SERVICES PTY LTD PT BANK COMMONWEALTH PT COMMONWEALTH LIFE PT FIRST STATE INVESTMENTS INDONESIA QILU BANK CO. LTD. REALINDEX INVESTMENTS PTY LIMITED RELIANCE ACHIEVER PTY LIMITED RESIDENTIAL MORTGAGE GROUP PTY LTD ROCK & RUBBLE (DEBT VEHICLE) PTY LIMITED ROCK & RUBBLE (EXISTING) PTY LIMITED ROCK & RUBBLE (NEW) PTY LIMITED SAF MINING NO.2 PTY LIMITED SAF Mining No1 Pty Limited SAFE NO1 PTY LTD SAFE NO2 PTY LTD SAFE NO24 PTY LTD SAFE NO25 PTY LTD SAFE NO26 PTY LTD SAFE NO3 PTY LTD SAFE NO4 PTY LIMITED SAFE NO9 PTY LIMITED SAFE USD HOLDINGS PTY LTD SBN NOMINEES PTY. LIMITED SECURITISATION ADVISORY SERVICES PTY. LIMITED SECURITISATION MANAGEMENT SERVICES LIMITED SENBARY PTY LIMITED SHARE DIRECT NOMINEES PTY LIMITED SHARE INVESTMENTS PTY LIMITED SI Holdings Limited SOVEREIGN ASSURANCE COMPANY LIMITED SOVEREIGN SERVICES LIMITED SOVEREIGN SUPERANNUATION FUNDS LIMITED SOVEREIGN SUPERANNUATION TRUSTEES LIMITED ST ANDREW'S AUSTRALIA PTY LTD STATE NOMINEES LTD T.W. CUSTODIANS LIMITED TANKSTREAM RAIL (BY - 1) PTY LIMITED TANKSTREAM RAIL (BY - 2) PTY LIMITED TANKSTREAM RAIL (BY - 3) PTY LIMITED
10
TANKSTREAM RAIL (BY - 4) PTY LIMITED TANKSTREAM RAIL (SW - 1) PTY LIMITED TANKSTREAM RAIL (SW - 2) PTY LIMITED TANKSTREAM RAIL (SW - 3) PTY LIMITED TANKSTREAM RAIL (SW - 4) PTY LIMITED TANKSTREAM RAIL (VICTORIA) PTY LIMITED THE COLONIAL MUTUAL LIFE ASSURANCE SOCIETY LIMITED TOTAL KEEN INVESTMENT LIMITED TYME CAPITAL PROPRIETARY LIMITED TYME INFIELD PROPRIETARY LIMITED (formerly known as EDGE FIELD MARKETING PROPRIETARY LTD) TYME INTELLECTUAL PROPERTIES PROPRIETARY LIMITED
TYME INVESTMENTS PROPRIETARY LIMITED TYME TECHNICAL SOLUTIONS PROPRIETARY LIMITED VATOSCAN PROPRIETARY LIMITED VH-VZF PTY LTD VH-VZG PTY LTD VH-VZH PTY LTD VIETNAM INTERNATIONAL BANK (VIETNAM INTERNATIONAL COMMERCIAL JOINT STOCK BANK) WESTSIDE PROPERTIES LIMITED WIZARD HOME LOANS PTY LIMITED
11
Annexure B
This is annexure B referred to in Form 603, Notice of initial substantial holder dated 09/05/2018
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Clare McManus
Company Secretary
Dated the 1 5 /05/2018
| Holder of relevant interes | t Date of acquisition |
Consideration cash | Consideration non-cash | Class and number of securities affected |
|---|---|---|---|---|
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 27 March 2018 | 10,117.74 | 5,555 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 27 March 2018 | 9,982.50 | 5,500 Ordinary shares | |
| CBA Markets Limited ACN 003 485 952 |
Wednesday, 10 January 2018 | N/A | 95,474 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Thursday, 11 January 2018 | N/A | 95,474 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Friday, 12 January 2018 | N/A | 95,474 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Monday, 15 January 2018 | N/A | 95,474 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Wednesday, 17 January 2018 | N/A | 95,474 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Thursday, 18 January 2018 | N/A | 95,474 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Friday, 19 January 2018 | N/A | 51,374 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Monday, 22 January 2018 | N/A | 51,374 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Tuesday, 23 January 2018 | N/A | 7,274 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Wednesday, 24 January 2018 | N/A | 7,274 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Thursday, 25 January 2018 | N/A | 53,867 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Friday, 26 January 2018 | N/A | 53,867 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Monday, 29 January 2018 | N/A | 53,867 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Tuesday, 30 January 2018 | N/A | 323,524 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Wednesday, 31 January 2018 | N/A | 323,524 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
12
| CBA Markets Limited ACN 003 485 952 |
Thursday, 01 February 2018 | N/A | 323,524 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
|---|---|---|---|---|
| CBA Markets Limited ACN 003 485 952 |
Friday, 02 February 2018 | N/A | 323,524 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Monday, 05 February 2018 | N/A | 187,324 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Tuesday, 06 February 2018 | N/A | 77,324 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Wednesday, 07 February 2018 | N/A | 77,324 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Wednesday, 14 March 2018 | N/A | 44,576 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Thursday, 15 March 2018 | N/A | 44,576 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Friday, 16 March 2018 | N/A | 52,277 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Monday, 19 March 2018 | N/A | 52,277 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Monday, 19 March 2018 | N/A | 392,445 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 13), see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Tuesday, 20 March 2018 | N/A | 522,700 Ordinary shares (borrowed from Merrill Lynch International, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Tuesday, 20 March 2018 | N/A | 52,277 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Wednesday, 21 March 2018 | N/A | 524,532 Ordinary shares (borrowed from Merrill Lynch International, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Wednesday, 21 March 2018 | N/A | 163,677 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Thursday, 22 March 2018 | N/A | 523,704 Ordinary shares (borrowed from Merrill Lynch International, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Thursday, 22 March 2018 | N/A | 163,677 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Friday, 23 March 2018 | N/A | 163,677 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Tuesday, 10 April 2018 | N/A | 66,977 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Wednesday, 11 April 2018 | N/A | 23,377 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Thursday, 12 April 2018 | N/A | 23,377 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Friday, 13 April 2018 | N/A | 23,377 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Monday, 16 April 2018 | N/A | 23,377 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| 13 |
| CBA Markets Limited ACN 003 485 952 |
Wednesday, 18 April 2018 | N/A | 23,377 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
|---|---|---|---|---|
| CBA Markets Limited ACN 003 485 952 |
Wednesday, 02 May 2018 | N/A | 84,650 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 30 January 2018 | 10,044.76 | 5,857 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 22 March 2018 | 441,429.29 | 236,704 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 22 March 2018 | 268,167.03 | 143,797 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 23 March 2018 | 377,187.42 | 207,280 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 23 March 2018 | 229,140.26 | 125,922 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday, 26 March 2018 | 178,712.21 | 98,334 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday, 26 March 2018 | 108,566.02 | 59,737 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 27 March 2018 | 88,849.58 | 48,459 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 27 March 2018 | 146,252.95 | 79,767 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday, 28 March 2018 | 356,174.53 | 192,683 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday, 28 March 2018 | 161,405.47 | 87,317 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 29 March 2018 | 285,860.26 | 151,393 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 29 March 2018 | 129,543.74 | 68,607 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 12 April 2018 | 295,978.62 | 142,902 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 12 April 2018 | 134,126.77 | 64,758 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 13 April 2018 | 431,638.93 | 201,174 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 13 April 2018 | 195,605.77 | 91,166 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 10 January 2018 | 1,295.71 | 701 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 11 January 2018 | N/A | 16,339 Ordinary shares (borrowed from UBS AG (Agreement 3), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 11 January 2018 | 11,146.78 | 6,251 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 18 January 2018 | N/A | 43,447 Ordinary shares (borrowed from UBS AG (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 23 January 2018 | N/A | 4,244 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 25 January 2018 | N/A | 3,938 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 01 February 2018 | N/A | 19,198 Ordinary shares (borrowed from UBS AG (Agreement 3), see Annexure C) |
14
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 06 February 2018 | N/A | 959 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 06 February 2018 | 8,408.63 | 5,226 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 08 February 2018 | N/A | 31,041 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 13 February 2018 | N/A | 3,417 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 13 February 2018 | N/A | 14,140 Ordinary shares (borrowed from UBS AG (Agreement 3), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 15 February 2018 | 5,048.27 | 3,103 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 01 March 2018 | N/A | 97,565 Ordinary shares (borrowed from Goldman Sachs International (Agreement 2), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 06 March 2018 | 1,181.89 | 691 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 09 March 2018 | N/A | 23,869 Ordinary shares (borrowed from UBS AG (Agreement 2), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 14 March 2018 | N/A | 12,720 Ordinary shares (borrowed from UBS AG (Agreement 3), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 23 March 2018 | 5,704.32 | 3,154 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 27 March 2018 | 4,392.08 | 2,364 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 28 March 2018 | 1,209.26 | 655 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 04 April 2018 | 5,163.70 | 2,899 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 05 April 2018 | N/A | 46,074 Ordinary shares (borrowed from UBS AG (Agreement 2), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 10 April 2018 | 11,054.68 | 6,074 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 10 April 2018 | 10,414.04 | 5,722 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 11 April 2018 | 161,207.55 | 85,295 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 11 April 2018 | 35,764.53 | 19,074 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 18 April 2018 | 3,105.13 | 1,460 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 27 April 2018 | 2,719.84 | 1,183 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 09 May 2018 | 289,560.00 | 127,000 Ordinary shares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Friday, 12 January 2018 | 11,371.50 | 6,300 Ordinary shares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Monday, 15 January 2018 | 63,645.32 | 35,457 Ordinary shares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Thursday, 22 February 2018 | 30,732.35 | 17,217 Ordinary shares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Wednesday, 21 March 2018 | 234,467.19 | 129,119 Ordinary shares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Wednesday, 21 March 2018 | 63,356.75 | 34,890 Ordinary shares |
| Realindex Investments Pty Limited ACN 133 312 017 |
Tuesday, 27 March 2018 | 32,082.74 | 17,209 Ordinary shares | |
|---|---|---|---|---|
| Realindex Investments Pty Limited ACN 133 312 017 |
Tuesday, 27 March 2018 | 127,393.21 | 68,333 Ordinary shares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Thursday, 29 March 2018 | 37,326.57 | 19,594 Ordinary shares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Thursday, 29 March 2018 | 149,313.90 | 78,380 Ordinary shares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Thursday, 12 April 2018 | 18,106.20 | 8,622 Ordinary shares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Tuesday, 17 April 2018 | 66,678.13 | 31,250 Ordinary shares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Friday, 20 April 2018 | 25,470.72 | 11,792 Ordinary shares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Friday, 20 April 2018 | 25,470.72 | 11,792 Ordinary shares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Tuesday, 01 May 2018 | 31,476.06 | 13,626 Ordinary shares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Tuesday, 01 May 2018 | 266,204.40 | 115,240 Ordinary shares |
16
Annexure C
This is annexure C referred to in Form 603, Notice of initial substantial holder dated 09/05/2018
==> picture [219 x 23] intentionally omitted <==
Clare McManus Company Secretary Dated the 1 5 /05/2018
Commonwealth Bank of Australia will, if requested by the company or responsible entity to whom this form must be given or by the Australian Securities and Investments Commission (ASIC), give a copy of one or more of the following agreements to the company, responsible entity or ASIC (as appropriate).
| Barclays Capital Securities Ltd | Barclays Capital Securities Ltd |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
Parties to agreement: |
(1) Commonwealth Bank of Australia and (2) Barclays Capital Securities Ltd |
Can the parties exercise voting rights attaching to the securities? |
No |
If yes, in what circumstances? |
N/A |
Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The dates indicated in Annexure B on which securities were borrowed. |
Scheduled date (if any) when the securities are expected to be returned to the borrower or its nominee (ie return date): |
Any particular day. |
Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
If yes, in which circumstances? |
At any time subject to giving notice. |
Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes, in which circumstances? | N/A |
| Citigroup Global Markets Limited (Agreement 1) | Citigroup Global Markets Limited (Agreement 1) |
|---|---|
| Type of agreement: | Australian Master Securities Lending Agreement |
Parties to agreement: |
(1) Citigroup Global Markets Limited; and (2) Colonial First State Investments Limited |
Can the parties exercise voting rights attaching to the securities? |
No |
If yes, in what circumstances? |
N/A |
Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The dates indicated in Annexure B on which securities were borrowed. |
Scheduled date (if any) when the securities are expected to be returned to the borrower or its nominee (ie return date): |
Any particular day. |
Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
If yes, in which circumstances? |
At any time subject to giving notice. |
Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes, in which circumstances? | N/A |
| Citigroup Global Markets Limited (Agreement 13) | |
| Type of agreement: | Global Master Securities Lending Agreement |
Parties to agreement: |
(1) Commonwealth Bank of Australia and (2) Citigroup Global Markets Limited |
Can the parties exercise voting rights attaching to the securities? |
No |
If yes, in what circumstances? |
N/A |
Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The dates indicated in Annexure B on which securities were borrowed. |
Scheduled date (if any) when the securities are expected to be returned to the borrower or its nominee (ie return date): |
Any particular day. |
Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
If yes, in which circumstances? |
At any time subject to giving notice. |
Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes, in which circumstances? | N/A |
17
Goldman Sachs International (Agreement 2)
| Type of agreement: | Australian Master Securities Lending Agreement |
|---|---|
Parties to agreement: |
(1) Goldman Sachs International; and (2) Colonial First State Investments Limited |
Can the parties exercise voting rights attaching to the securities? |
No |
If yes, in what circumstances? |
N/A |
Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The dates indicated in Annexure B on which securities were borrowed. |
Scheduled date (if any) when the securities are expected to be returned to the borrower or its nominee (ie return date): |
Any particular day. |
Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
If yes, in which circumstances? |
At any time subject to giving notice. |
Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes, in which circumstances? | N/A |
| Merrill Lynch International | Merrill Lynch International |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
Parties to agreement: |
(1) Commonwealth Bank of Australia and (2) Merrill Lynch International |
Can the parties exercise voting rights attaching to the securities? |
No |
If yes, in what circumstances? |
N/A |
Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The dates indicated in Annexure B on which securities were borrowed. |
Scheduled date (if any) when the securities are expected to be returned to the borrower or its nominee (ie return date): |
Any particular day. |
Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
If yes, in which circumstances? |
At any time subject to giving notice. |
Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes, in which circumstances? | N/A |
UBS AG (Agreement 1)
| Type of agreement: | Australian Master Securities Lending Agreement |
|---|---|
Parties to agreement: |
(1) UBS AG; and (2) Colonial First State Investments Limited |
Can the parties exercise voting rights attaching to the securities? |
No |
If yes, in what circumstances? |
N/A |
Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The dates indicated in Annexure B on which securities were borrowed. |
Scheduled date (if any) when the securities are expected to be returned to the borrower or its nominee (ie return date): |
Any particular day. |
Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
If yes, in which circumstances? |
At any time subject to giving notice. |
Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes, in which circumstances? | N/A |
UBS AG (Agreement 2)
| Type of agreement: | Australian Master Securities Lending Agreement |
|---|---|
Parties to agreement: |
(1) UBS AG; and (2) Colonial First State Investments Limited |
Can the parties exercise voting rights attaching to the securities? |
No |
If yes, in what circumstances? |
N/A |
Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The dates indicated in Annexure B on which securities were borrowed. |
Scheduled date (if any) when the securities are expected to be returned to the borrower or its nominee (ie return date): |
Any particular day. |
Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
If yes, in which circumstances? |
At any time subject to giving notice. |
Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes, in which circumstances? | N/A |
18
UBS AG (Agreement 3)
| Type of agreement: | Australian Master Securities Lending Agreement |
|---|---|
Parties to agreement: |
(1) UBS AG; and (2) Colonial First State Investments Limited |
Can the parties exercise voting rights attaching to the securities? |
No |
If yes, in what circumstances? |
N/A |
Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The dates indicated in Annexure B on which securities were borrowed. |
Scheduled date (if any) when the securities are expected to be returned to the borrower or its nominee (ie return date): |
Any particular day. |
Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
If yes, in which circumstances? |
At any time subject to giving notice. |
Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes, in which circumstances? | N/A |
19