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Armata Pharmaceuticals, Inc. Director's Dealing 2017

Sep 11, 2017

34152_dirs_2017-09-11_7b8d197d-f48f-4cd2-9a17-35c21f3403af.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AmpliPhi Biosciences Corp (APHB)
CIK: 0000921114
Period of Report: 2017-09-07

Reporting Person: GRINT PAUL C (Director, Chief Executive Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-09-07 Stock Option (Right to Buy) $0.91 A 190076 Acquired 2027-09-06 Common Stock (190076) Direct
2017-09-07 Stock Option (Right to Buy) $0.91 A 285113 Acquired 2027-09-06 Common Stock (285113) Direct

Footnotes

F1: 1/4th of the shares subject to the option vest on September 7, 2018. The remainder of the shares vest in equal monthly installments thereafter over the next three years.

F2: 100% of the shares subject to the stock option shall vest and become exercisable on September 5, 2027, subject to earlier vesting upon the satisfaction of performance criteria.