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Armata Pharmaceuticals, Inc. — Director's Dealing 2014
Feb 18, 2014
34152_dirs_2014-02-18_ad9c4f72-ce75-4b97-9e95-80dc71a91287.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AmpliPhi Biosciences Corp (APHB)
CIK: 0000921114
Period of Report: 2014-02-18
Reporting Person: Young Philip J (Director, President and CEO)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $0.20 | 2022-10-23 | Common Stock (8400000) | Direct | |
| Stock Option (right to buy) | $0.16 | 2023-06-25 | Common Stock (11600000) | Direct |
Footnotes
F1: The shares underlying this option shall vest and become exercisable in accordance with the following schedule: 6.25% of the total number of shares shall vest and become exercisable on the third month anniversary of the date of grant and 6.25% of the total number of shares shall vest and become exercisable on the first business day of each three (3) month period thereafter.
F2: The shares underlying this option shall vest and become exercisable in accordance with the following schedule: 3,828,000 shares shall be vested on the date of grant, and the remaining shares shall vest monthly at the rate of 1/36 of the remaining shares per month on each monthly anniversary of the date of the grant.